Office of Audit and Compliance

State and UT System

• UT System Audit Office
• UT System Policy UTS129: Internal Audit Activities
• UT System Compliance Office
• UT System Policy UTS119: Institutional Compliance Program
• State Auditor's Office
• Texas Internal Auditing Act (Government Code 2102)
• State of Texas - Appropriations Bills

Internal Audit Resources

• Association of College & University Auditors (ACUA)
• Institute of Internal Auditors (IIA)
• Institute of Internal Auditors - Dallas Chapter
• Governmental Auditing Standards
• Information Systems Audit and Control Association (ISACA)

TACUA and ACUA Presentations

• ACUA Presentation: Student Auditors
• Auditing the Seven Wonders of the Compliance World - TACUA
• Compliance Office Effectiveness Audit Program Guidance
• Self Assessment Example

Fraud Pages

• UT Dallas Fraud Prevention Program
• UT System Fraud Policy
• Association of Certified Fraud Examiners

Compliance Resources

• Higher Education Compliance Alliance: Tools and best practices for compliance in higher education
• Case In Point: Lessons for the pro-active manager: Fresh monthly reports on incidents of fraud and compliance violations
• Federal sentencing guidelines §8B2: Explains the standards our compliance program must meet
• UT Systemwide Compliance Academy: Webinars and materials sharing best practices and emerging topics

Audit and Compliance Manuals

Please contact our office for document passwords.

• Audit and Compliance Manual
• Audit Manual for Interns
• Staff Orientation Manual

Contact us

972-883-2233